Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cody Coffey (Coffey), previously associated with Allstate Financial Services, LLC, has at least 2 disclosable events. These events include 2 regulatory events, alleging that Coffey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on August 05, 2024.
Misuse of client funds.
