Articles Tagged with Christopher Kirkland

Broker Christopher Kirkland in Avantax Investment Services, INC. Firm Has Customer Complaint

April 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Kirkland (Kirkland), currently associated with Avantax Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kirkland recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $52,500.00 on February 20, 2025.

The client’s attorney alleges that both advisor’s recommended an unsuitable invesment with Northstar Healthcare Income,Inc (REIT) in the amount of $50k. Damages request is for $50k and $2500 in attorney’s fees. \, Suitability of purchase 11/2014

Avantax Investment Services, Inc. Broker Christopher Kirkland Has Customer Complaint

January 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Kirkland (Kirkland), currently associated with Avantax Investment Services, Inc., has at least 7 disclosable events. These events include 7 customer complaints, alleging that Kirkland recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $750,000.00 on December 11, 2024.

Customer alleged the investment she purchased were not suitable.

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