Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Cavallaro (Cavallaro), currently associated with LPL Financial LLC, has at least 8 disclosable events. These events include 8 customer complaints, alleging that Cavallaro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000.00 on December 30, 2024.
CLAIMANTS ALLEGE THE RR RECOMMENDED AN UNSUITABLE OIL & GAS INVESTMENT
