Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christina Benton (Benton), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Benton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on October 31, 2024.
Claimant, son of deceased client, alleges registered representative improperly established a pay-on-death beneficiary designation in favor of registered representative’s boyfriend. Claimant further alleges unsuitable investments in mutual funds and CDs.
