Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chester Palid (Palid), currently associated with Transamerica Financial Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Palid recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $165,460.00 on September 06, 2024.
Customer alleges his writing agent was negligent while discussing certain features of the product he purchased. This representative did not write the policy but was the upline of the writing agent at the time of sale. This representative inherited this customer in 2024 and did not communicate with him during the time of sale.
