Centaurus Financial

Broker Michael Chauvenet in Centaurus Financial, Inc. Firm Has Customer Complaint

March 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Chauvenet (Chauvenet), currently associated with Centaurus Financial, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Chauvenet recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $292,800.00 on January 15, 2025.

The customer alleges that the Registered Representative gave poor investment recommendations with a lack of return. No Specific dates for the alleged activity were identified by the Claimant.

There are Recent Customer Complaints with Broker Marcel Pahmer in Firm Centaurus Financial, Inc.

March 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marcel Pahmer (Pahmer), previously associated with Centaurus Financial, Inc., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Pahmer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $471,000.00 on January 29, 2025.

The customer alleges that in 2021, the Registered Representative recommended and misrepresented unsuitable, high-risk, and illiquid investments.

There are Recent Customer Complaints with Broker Fera Shivaee in Firm Centaurus Financial, Inc.

March 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Fera Shivaee (Shivaee), currently associated with Centaurus Financial, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Shivaee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on February 03, 2025.

The customers allege that in 2020 through 2024, the Registered Representative recommended unsuitable, high-risk, speculative and illiquid investments.

There are Recent Customer Complaints with Broker Troy Tremblay in Firm Centaurus Financial, Inc.

March 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Troy Tremblay (Tremblay), currently associated with Centaurus Financial, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Tremblay recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $88,000.00 on February 26, 2025.

The customers allege that the Registered Representative recommended an unsuitable, high-risk, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Steven Nielsen in Centaurus Financial, Inc. Firm Has Customer Complaint

March 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Nielsen (Nielsen), currently associated with Centaurus Financial, Inc., has at least 5 disclosable events. These events include 5 customer complaints, alleging that Nielsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $399,200.00 on September 24, 2024.

The customers allege that during the period of 2018 through 2020, the Registered Representative recommended and misrepresented unsuitable, high-risk investments and breached his fiduciary duty.

Broker Samuel Sutterfield in Centaurus Financial, Inc. Firm Has Customer Complaint

March 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samuel Sutterfield (Sutterfield), currently associated with Centaurus Financial, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Sutterfield recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $74,071.63 on October 01, 2024.

Registered Representative’s former Broker Dealer Wells Fargo Clearing Services, LLC alleges that, the Registered Representative has failed to pay the remaining amount owed under the Promissory Note.

Broker Otto Bohon in Centaurus Financial, Inc. Firm Has Customer Complaint

March 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Otto Bohon (Bohon), previously associated with Centaurus Financial, Inc., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Bohon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on October 01, 2024.

The customer alleges that during the period of 2012-2020, the Registered Representative recommended and misrepresented unsuitable, complex, high-risk, and illiquid investments and breached his fiduciary duty.

Broker Conrad Corcoran in Centaurus Financial, Inc. Firm Has Customer Complaint

March 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Conrad Corcoran (Corcoran), currently associated with Centaurus Financial, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Corcoran recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on October 01, 2024.

The customer alleges that during the period 2012 through 2020, the Registered Representative failed to supervise and breached his fiduciary duty.

Broker Michelle Anthony in Centaurus Financial, Inc. Firm Has Customer Complaint

March 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michelle Anthony (Anthony), currently associated with Centaurus Financial, Inc., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Anthony recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on January 15, 2025.

The customer alleges that in 2019 the Registered Representative recommended unsuitable, high-risk, illiquid investments.

Broker Orion Willis in Centaurus Financial, Inc. Firm Has Customer Complaint

March 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Orion Willis (Willis), currently associated with Centaurus Financial, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Willis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $70,600.00 on January 16, 2025.

The customer alleges that in 2024, the Registered Representative failed to follow instructions and misrepresented an illiquid investment.