Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cassandra Heitz (Heitz), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one tax lien, alleging that Heitz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on October 31, 2024.
Respondent Heitz failed to respond to FINRA requests for information.
