Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carrington Coulter (Coulter), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Coulter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on February 01, 2025.
The client alleged they were sold out of an investment to purchase an annuity and that the monthly income was misrepresented to them. Allegation Activity Dates: 1/13/2025 – 2/01/2025.
