Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cara Miller (Miller), previously associated with Proequities, Inc., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $950,000.00 on August 19, 2024.
Claimants allege that registered representative made unsuitable recommendations for purchase of alternative investments.
