Cabot Lodge Securities LLC

Broker Robert Tweed in Cabot Lodge Securities LLC Firm Has Customer Complaint

March 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Tweed (Tweed), previously associated with Cabot Lodge Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tweed recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on October 16, 2024.

Allegations include negligence and improper recommendations for investments made prior from approximately 2012 to 2014.

There are Recent Customer Complaints with Broker Stefan Shimshidian in Firm Cabot Lodge Securities LLC

February 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stefan Shimshidian (Shimshidian), currently associated with Cabot Lodge Securities LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Shimshidian recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $255,000.00 on November 21, 2024.

Claimant alleges Breach of Fiduciary Duty, Negligence and Negligent Misrepresentation, Breach of Contract, Failure to Supervise, Violation of Regulation Best Interest, regarding the purchase of GWG L-bonds from November 2017 through April 2021.

There are Recent Customer Complaints with Broker David Arlein in Firm Cabot Lodge Securities LLC

February 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Arlein (Arlein), previously associated with Cabot Lodge Securities LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Arlein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $267,000.00 on January 16, 2025.

Claimant alleges negligence, breach of fiduciary duty, and negligent supervision regarding the purchase of GWG L-Bonds during 2018.