Securities Lawyers Blog
Previously financial advisor Brian Marston (Marston), previously employed by brokerage firm Woodbury Financial Services, Inc. has been subject to at least 2 disclosable events. These events include 2 customer complaints. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $37,000.00 on November 21, 2023.
Claimant alleges misrepresentation and unsuitable recommendations with regard to the sale of an alternative investment.
