Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Brian Davis (Davis) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Davis was employed by Principal Securities, Inc. at the time of the activity. If you have been a victim of Davis’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on October 07, 2024.
The Plaintiffs allege Breach of Contract, Unjust Enrichment, Actual and Constructive Fraud, and ConstructiveTrust when the defendants breached the terms of the promissory notes by failing and/or refusing to pay thePlaintiffs the loan proceeds when due.
