Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brett Jewell (Jewell), currently associated with Bankers Life Securities, Inc., has at least one disclosable event. These events include one regulatory event, alleging that Jewell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on August 05, 2024.
Mr. Jewell received an Amended Order of Probation and Civil Penalty from the Kentucky Department of Insurance dated August 5, 2024.
