Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brent Fuchs (Fuchs), currently associated with Osaic Wealth, Inc., has at least 9 disclosable events. These events include 9 customer complaints, alleging that Fuchs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on October 28, 2024.
Claimants allege the RR recommended an unsuitable Oil and Gas investment.
