Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bobby Aycock (Aycock), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Aycock recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 01, 2023.
Client alleges, inter alia, FA did not act in claimant’s best interest with respect to the management of client’s account June 2021 – March 2022
