Articles Tagged with Bhaskarray Barot

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bhaskarray Barot (Barot), previously associated with Ts Imagine Brokerage Services, LLC, has at least one disclosable event. These events include one tax lien, alleging that Barot recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on January 24, 2025.

Without admitting or denying the findings, Barot consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA in connection with a matter that originated from its review of an amended Form U5 filed by his former member firm disclosing that he had been discharged by the firm.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bhaskarray Barot (Barot), previously associated with Ts Imagine Brokerage Services, LLC, has at least one disclosable event. These events include one tax lien, alleging that Barot recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on January 24, 2025.

Without admitting or denying the findings, Barot consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA in connection with a matter that originated from its review of an amended Form U5 filed by his former member firm disclosing that he had been discharged by the firm.