Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Person (Person), currently associated with Osaic Wealth, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Person recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on March 14, 2023.
Clients allege poor advice concerning the exchange of life insurance policies to variable annuities.
