Articles Tagged with B. david Goldstein

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker B. david Goldstein (Goldstein), currently associated with Osaic Wealth, Inc., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Goldstein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on March 04, 2025.

Per the Western International Securities, Inc. filing, customer alleges that an investment recommendation was unsuitable and misleading.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker B. David Goldstein (Goldstein), currently associated with Osaic Wealth, Inc., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Goldstein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $230,000.00 on April 03, 2024.

Misrepresentation