Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Cottone (Cottone), previously associated with Landolt Securities, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Cottone recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 23, 2024.
Unsuitability, failure to supervise
