Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Andreotta (Andreotta), currently associated with Park Avenue Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Andreotta recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on October 01, 2024.
Claimants allege funds from their securities account were used to pay the premiums on a fixed life insurance policy based on the RRs recommendation. Claimants allege the insurance policy was unsuitable and not represented properly.
