Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrea Bulow (Bulow), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bulow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on October 08, 2024.
Statement of claim indicates breach of contract, breach of fiduciary duty, failure to supervise, negligence and gross negligence, and violation of Best Interest obligation. Bonds purchased during 2019-2020.
