Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ali Taj (Taj), previously associated with Talley & Company, has at least one disclosable event. These events include one tax lien, alleging that Taj recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on September 05, 2024.
Alleged antifraud, registration and custody violations
