Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Akinfolarin Sessi (Sessi), previously associated with Edward Jones, has at least one disclosable event. These events include one tax lien, alleging that Sessi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on November 18, 2024.
Without admitting or denying the findings, Sessi consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony requested by FINRA in connection with its investigation into his involvement in a business activity outside the scope of his relationship with his member firm.
