According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Berenguer (Berenguer), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Berenguer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,750.11 on April 04, 2025.
The client alleged that the advisor failed to follow their instructions to liquidate their qualified Active Portfolio account on March 21, 2025.