According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Syed Ahmed (Ahmed), currently associated with Raymond James (usa) Ltd., has at least one disclosable event. These events include one customer complaint, alleging that Ahmed recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $35,103.28 on May 16, 2024.
Client alleged that financial advisor improperly advised surrender of variable annuity, on or about December, 2022 through March, 2023, in order to transfer asset proceeds into investment advisory account.