According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rylan Haecker (Haecker), previously associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Haecker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 22, 2024.
The policyowner alleges that the RR did not adequately inform her of the surrender charges and other fees associated with her variable annuity purchased in September 2021. The policyowner requested to surrender the variable annuity without the imposition of surrender charges and for the Firm to consider compensating her for the loss of the potential value of her investment.