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Articles Posted in Variable Universal Life attorney

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Sandeep Varma Sanctioned by FINRA for Providing Misleading Claims on CRT Stategy

Recently, Sandeep Varma’s (Varma) attorney reached out to our firm to inform us that our post on Varma was inaccurate.  The post detailed that Varma had been subject to five customer and that the majority of these complaints involved the recommendation of unsuitable and misrepresented variable investments including CRTs and…

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Anthony Ferrara Subject to Customer Complaints Over Variable Universal Life Policies

According to BrokerCheck records financial advisor Anthony Ferrara (Ferrara), currently employed by Larson Financial Securities, LLC (Larson Financial), has been subject to four customer complaints.  According to records kept by The Financial Industry Regulatory Authority (FINRA), in July 2017 a customer filed a complaint alleging that Larson Financial made unsuitable…

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