Articles Posted in variable annuity investment attorney

According to BrokerCheck records financial advisor Leon Almeida (Almeida), formerly employed by MML Investors Services, LLC (MML Investors) has been subject to four customer disputes and one criminal matter during his career.  According to records kept by The Financial Industry Regulatory Authority (FINRA), the customer complaints against Almeida concerns allegations…

According to BrokerCheck records financial advisor Travis Hughes (Hughes), currently employed by Cetera Advisors LLC (Cetera) has been subject to twelve customer complaints and one employment termination for cause during his career.  According to records kept by The Financial Industry Regulatory Authority (FINRA), the many of the customer complaints against…