According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dario Suarez (Suarez), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Suarez recommended unsuitable investments in different investment products including debt securities among other…
Articles Posted in UBS FINANCIAL SERVICES INC.
Broker Patrick Moriarty in UBS Financial Services INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Moriarty (Moriarty), previously associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Moriarty recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker Arnold I Alpert in Firm UBS Financial Services INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Arnold I Alpert (Alpert), previously associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Alpert recommended unsuitable investments in different investment products including debt securities among…
Broker Robbyn Gayer in UBS Financial Services INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robbyn Gayer (Gayer), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Gayer recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker Daniel Silverberg in Firm UBS Financial Services INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Silverberg (Silverberg), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Silverberg recommended unsuitable investments in different investment products including debt securities among other…
Broker Guillermo Eiben in UBS Financial Services INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Guillermo Eiben (Eiben), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Eiben recommended unsuitable investments in different investment products including debt securities among other…
Broker Jose Mendez Perez in UBS Financial Services INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jose Mendez Perez (Mendez Perez), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Mendez Perez recommended unsuitable investments in different investment products including debt…
Broker Aishka Lugo in UBS Financial Services INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aishka Lugo (Lugo), currently associated with UBS Financial Services INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Lugo recommended unsuitable investments in different investment products including debt securities among other…
There are Recent Customer Complaints with Broker Benjamin Segal in Firm UBS Financial Services INC.
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Segal (Segal), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Segal recommended unsuitable investments in different investment products including debt securities among other…
Broker Jonathan Barter in UBS Financial Services INC. Firm Has Customer Complaint
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Barter (Barter), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Barter recommended unsuitable investments in different investment products including debt securities among other…