Articles Posted in U.S. BanCorp Investments

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Broker Mimi Park in U.s. Bancorp Investments, Inc. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mimi Park (Park), currently associated with U.s. Bancorp Investments, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Park recommended unsuitable investments in different investment products including debt securities among other…

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There are Recent Customer Complaints with Broker Luke Brooks in Firm U.s. Bancorp Investments, Inc.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luke Brooks (Brooks), previously associated with U.s. Bancorp Investments, Inc., has at least one disclosable event. These events include one regulatory event, alleging that Brooks recommended unsuitable investments in different investment products including debt securities among other…

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There are Recent Customer Complaints with Broker Kevin Reed in Firm U.s. Bancorp Investments, Inc.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Reed (Reed), previously associated with U.s. Bancorp Investments, Inc., has at least 2 disclosable events. These events include one customer complaint, one regulatory, alleging that Reed recommended unsuitable investments in different investment products including debt securities…

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There are Recent Customer Complaints with Broker John Grosshans in Firm U.s. Bancorp Investments, Inc.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Grosshans (Grosshans), currently associated with U.s. Bancorp Investments, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Grosshans recommended unsuitable investments in different investment products including debt securities among other…

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There are Recent Customer Complaints with Broker Matthew Patrick in Firm U.s. Bancorp Investments, Inc.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Patrick (Patrick), currently associated with U.s. Bancorp Investments, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Patrick recommended unsuitable investments in different investment products including debt securities among other…

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Broker Justin Paden in U.S. Bancorp Investments, Inc. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Paden (Paden), currently associated with U.S. Bancorp Investments, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Paden recommended unsuitable investments in different investment products including debt securities among other…

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Broker Mimi Park in U.S. Bancorp Investments, Inc. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mimi Park (Park), currently associated with U.S. Bancorp Investments, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Park recommended unsuitable investments in different investment products including debt securities among other…

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FINRA Bars John Hudnall Over Non-Traded REIT Transactions

Customers have filed complaints and The Financial Industry Regulatory Authority (FINRA) recently barred broker John Hudnall (Hudnall) – formerly with U.S. BanCorp Investments, Inc. (U.S. BanCorp). The securities attorneys at Gana Weinstein LLP are investing the allegations against Hudnall including unsuitable investments among other claims.  According to brokercheck records Hudnall…

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