According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Thomas (Thomas), previously associated with Thrivent Investment Management Inc., has at least one disclosable event. These events include one tax lien, alleging that Thomas recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luke Kloosterman (Kloosterman), currently associated with Thrivent Investment Management Inc., has at least one disclosable event. These events include one customer complaint, alleging that Kloosterman recommended unsuitable investments in different investment products including debt securities among other…
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