Articles Posted in Thomas Tedeschi

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There are Recent Customer Complaints with Broker Thomas Tedeschi in Firm Spartan Capital Securities, LLC

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Tedeschi (Tedeschi), previously associated with Spartan Capital Securities, LLC, has at least one disclosable event. These events include one tax lien, alleging that Tedeschi recommended unsuitable investments in different investment products including debt securities among other…

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Broker Investigation: Thomas Tedeschi’s Sales Practices

According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker Thomas Tedeschi (Tedeschi) has been the subject of at least 6 customer complaints, one judgment and lien over the course of his career. Customers have filed complaints against Tedeschi alleging a litany of securities law violations including…

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