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Articles Posted in suitability investment lawyer

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Broker Sebastian Wyczawski Accused of Making Unsuitable Recommendations and Failure to Supervise

Broker Sebastian Wyczawski, currently employed at Joseph Stone Capital, LLC., (Joseph Stone) has been subject to at least three customer complaints during the course of his career. His most recent customer complaints allege unsuitability and failure to supervise.  According to a BrokerCheck report, in June 2018, Wyczawski was alleged of…

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RBC Capital Advisor Brian Wudemann Has Suitability Customer Complaints

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Brian Wudemann (Wudemann), currently employed by RBC Capital Markets, LLC (RBC Capital) has been subject to at least seven customer complaints during the course of his career.  According to records kept by The Financial Industry Regulatory…

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