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Articles Posted in Spotlight Innovation

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Advisor John Krohn Sanctioned Over $7.9 Million in Sales for Private Deals

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor John Krohn (Krohn), formerly associated with Principal Securities, Inc. (Principal Securities) in West Des Moines, Iowa was suspended and sanctioned concerning allegations that Krohn engaged in private securities transactions. FINRA alleged that between April 2014 and January…

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