Articles Posted in Spire Securities

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Aabel (Aabel), currently associated with Spire Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Aabel recommended unsuitable investments in different investment products including debt securities among other allegations…

The law offices of Gana Weinstein LLP represents a group of 23 claimants that have been awarded $3 million by a FINRA arbitration panel after 18 days of hearing and litigation that stretched over three years.  At hearing the evidence showed that Spire Securities, LLC (Spire Securities) and the firm’s…

The law offices of Gana Weinstein LLP are pleased to announce that a group of 23 claimants have been awarded $3 million by a FINRA arbitration panel after 18 days of hearing and litigation that stretched over three years.  The case involved important investor protections concerning broker private securities transactions…

The Securities and Exchange Commission (SEC) recently announced fraud charges against Rhode Island investment adviser ClearPath Wealth Management, LLC, (ClearPath) and its president, Patrick Churchville (Churchville), for operating a fraudulent investment scheme that resulted in at least $11 million investor losses. According to the complaint, from December 2010 onward ClearPath…

This article follows up on a recent article reported in Reuters concerning Atlas Energy LP’s private placement partnerships in oil and gas. Atlas Resources LLC, a subsidiary the energy group, has filed documents with the SEC for Atlas Resources Series 34-2014 LP stating that it seeks to raise as much…

As recently reported in Reuters, Atlas Energy LP has marketed itself to investors as a way to get into the U.S. energy boom. By contributing at least $25,000 in a private placement partnership that will drill for oil and gas in states such as Texas, Ohio, Oklahoma and Pennsylvania and…