Close

Articles Posted in Spencer-Winston Securities

Updated:

Adviser Ezri Shechter Alleged of Churning and Sanctioned by Regulator

Adviser, Ezri Shechter, was previously employed at Spencer-Winston Securities Corporation. (Spencer-Winston), has been subject to at least five customer complaints over the course of his career with these claims alleging violations such as suitability, churning, and unauthorized trading. Most notably, Ezri has been suspended and fined by the Financial Industry…

Contact Us