Close

Articles Posted in Shadron Stastney

Updated:

SEC Charged New York Based Hedge Fund Adviser Shadron Stastney, a Partner at Vicis Capital, LLC With Breaching Fiduciary Duty By Participating in Conflicted Principal Transaction

September 18, 2013 The Securities and Exchange Commission (SEC) charged Shadron Stastney, a partner at a New York based hedge fund, Vicis Capital, LLC with breaching his fiduciary duties by engaging in undisclosed principal transactions in which he had a personal financial interest. A principal transaction occurs when a registered…

Contact Us