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Articles Posted in Proactive Retirement Investing

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Gana LLP Broker Investigation – Former Berthel Fisher Broker Robert Smith

The law offices of Gana Weinstein LLP are investigating a series of claims before The Financial Industry Regulatory Authority (FINRA) in relation to the conduct of financial advisor Robert Smith (Smith). Smith has been accused by at least 10 customers over his career concerning allegations that Smith overconcentrated the customer’s…

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