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Articles Posted in PFS Investments investment attorney

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Advisor Diane Zhu Investigated Over Undisclosed Outside Business Activities

The law offices of Gana Weinstein LLP are currently investigating claims that advisor Diane Zhu (Zhu) engaged in undisclosed outside business activities (OBAs) that were not approved by the brokerage firm.  Zhu, formerly registered with PFS Investments Inc. (PFS Investments) was subject to a regulatory investigation according to records kept…

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