Articles Posted in Pershing LLC

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Regina Loeks (Loeks), currently associated with Pershing LLC / Pershing Advisor Solutions LLC, has at least one disclosable event. These events include one customer complaint, alleging that Loeks recommended unsuitable investments in different investment products including debt…

Over the last several years, we have seen the collapse of frauds and the capture of fraudsters, who have perpetuated a mind-numbing blow to the market and its participants. When we talk about Ponzi Schemes, the first name that springs to mind is, of course, Bernard Madoff. However, two years…