According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andre Davis (Davis), previously associated with Paulson Investment Company LLC, has at least one disclosable event. These events include one tax lien, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Nole (Nole), currently associated with Paulson Investment Company LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Nole recommended unsuitable investments in different investment products including debt securities among other…
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