Articles Posted in Nicholas Tsikitas

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Broker Nicholas Tsikitas in Aegis Capital Corp. Firm Has Customer Complaint

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Tsikitas (Tsikitas), currently associated with Aegis Capital Corp., has at least one disclosable event. These events include one customer complaint, alleging that Tsikitas recommended unsuitable investments in different investment products including debt securities among other allegations…

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Broker Spotlight: Customers File Complaints Against Aegis Capital Broker Nicholas Tsikitas

The securities lawyers of Gana Weinstein LLP are investigating customer complaints against broker Nicholas Tsikitas (Tsikitas).  According to BrokerCheck records Tsikitas has been subject to at least five customer complaints and three regulatory sanctions. The customer complaints against Tsikitas allege securities law violations that including unsuitable investments, churning, overconcentration of…

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