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Articles Posted in Nathaniel Clay

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Broker Investigation: Churning Complaints Against Broker Nathaniel Clay

The securities lawyers of Gana Weinstein LLP are investigating a customer complaint filed with The Financial Industry Regulatory Authority (FINRA) against broker Nathaniel Clay (Clay).  According to BrokerCheck records Clay has been subject to at least six customer complaint and one employment termination for cause.  The customer complaints against Clay…

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