Articles Posted in Michael DeRosa

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Derosa (Derosa), previously associated with Fox Chase Capital Partners, LLC, has at least one disclosable event. These events include one regulatory, alleging that Derosa recommended unsuitable investments in different investment products including debt securities among other…

Financial Advisor Michael DeRosa (DeRosa) has been barred by the Financial Industry Regulatory Authority (FINRA) concerning allegations that he refused to provide testimony to the regulator concerning his involvement in Success Trade Securities, Inc.’s (Success Trade) sale of promissory notes (STI Notes). As we previously reported, FINRA filed a complaint…