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Articles Posted in Lorene Fairbanks

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Broker Lorene Fairbanks Alleged to Have Made Unauthorized Trades in Client Accounts

According to broker Lorene Fairbank’s (Fairbank) Financial Industry Regulatory Authority (FINRA) BrokerCheck records the representative was recently sanctioned concerning allegations that From August 2006, through February 2012, she effected approximately 57-69 discretionary transactions for seven firm customers without written authorization from the customers or approval from the firm. In addition,…

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