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Articles Posted in Lampert Capital Markets

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Thomas Sullivan Subject to Churning Complaints

The securities fraud lawyers of Gana Weinstein LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority’s (FINRA) against broker Thomas Sullivan (Sullivan).  According to BrokerCheck records Sullivan has been the subject of at least six customer complaints and two terminations for cause.  The customer complaints against Sullivan…

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Customers File Complaints Against Barry Jin Over Unauthorized Trades

The securities lawyers of Gana Weinstein LLP are investigating customer complaints against broker Barry Jin (Jin).  There are at least three customer complaints against Jin.  The customer complaints against Jin allege a number of securities law violations including that the broker made unauthorized trading among other claims. Advisors are not…

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