According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carlos Garcia (Garcia), currently associated with Kovack Securities Inc., has at least one disclosable event. These events include one customer complaint, alleging that Garcia recommended unsuitable investments in different investment products including debt securities among other allegations…
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rod Cushing (Cushing), currently associated with Kovack Securities Inc., has at least one disclosable event. These events include one customer complaint, alleging that Cushing recommended unsuitable investments in different investment products including debt securities among other allegations…
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