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Articles Posted in Kerry Hoffman fraud

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Advisor Kerry Hoffman Subject to SEC Securities Fraud Complaint Over GT Media Investment

The law offices of Gana Weinstein LLP are currently investigating claims that advisor Kerry Hoffman (Hoffman) engaged in undisclosed outside business activities (OBAs) and investment sales that were not approved by his brokerage firm.  Hoffman, formerly registered with LPL Financial LLC (LPL Financial) and Union Capital Company (Union Capital) was…

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