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Articles Posted in Juan Alejos

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FINRA Bars Advisor Juan Alejos (a/k/a John Alejos) Over the Sale of Private Investments

Our firm is investigating claims made by The Financial Industry Regulatory Authority (FINRA) against broker Juan Alejos – a/k/a John Alejos (Alejos), formerly associated with brokerage firms Charles Morgan Securities, Inc. (Charles Morgan) and Spartan Capital Securities, LLC (Spartan Capital).  According to brokercheck, Alejos failed to respond to FINRA request…

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