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Broker James Stockton in Dempsey Lord Smith, LLC Firm Has Customer Complaint

The law offices of Gana Weinstein LLP are currently investigating claims that Broker James Stockton (Stockton) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Stockton was employed by Dempsey Lord Smith,…

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